Bureau of Securities Regulation

NH News
3:19 pm
Mon March 31, 2014

N.H. Gets Share Of National Settlement With J.P. Morgan

Credit Thomas Vander Wal / Flickr Creative Commons

New Hampshire will receive a share of more than $2.9 million as part of a national settlement with J.P. Morgan Securities.  

The investigation that prompted the settlement was led by New Hampshire securities regulators.

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NH News
2:31 pm
Wed February 26, 2014

N.H. Reaches Largest Settlement In State History For 'Do Not Call List' Violations

New Hampshire regulators and a national investment brokerage firm have reached one of the largest settlements in the history of the national Do Not Call list. Edward Jones and Co. will pay $750,000 dollars after making illegal solicitation calls.

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